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Summary of Modifications for LLNL Contract

For additional information about the content of modifications to Appendix F, see the Modifications Log.


Modification No. Description
A609 effective 09/30/2007 Supplemental Agreement.
M607 effective 09/27/2007 Fee earned for FY07.
M606 effective 09/26/2007 Update to Appendix E and acknowledgement of Diversity Plans as Appendix R for the periods indicated.
M586 effective 10/01/2006 Appendix F, Standards of Performance, updated January 18, 2007 is incorporated into the Contract.
M583 effective 12/19/2006 Fee earned for FY06.
M572 effective 10/01/2006 Appendix F, Standards of Performance, dated October 1, 2006 is incorporated into the Contract.
M561 effective 07/21/2006 Appendices D, F, and P are modified as shown.
M559 effective 03/16/2006 Appendix F, Standards of Performance, dated March 16, 2006 is incorporated into the Contract.
M535 executed 01/18/2006 Appendix E Statement of Work is modified to update authorization agreements at 2.3.7, 2.3.8 and 2.3.9.
Appendix P Key Personnel is revised.
M550 executed 12/12/2005 Fee earned for FY05.
M540 effective 10/01/2005 Appendix F, Standards of Performance dated October 1, 2005 for Fiscal Year 2006 is hereby incorporated into the contract.
M534 executed 09/22/05 The period of performance has been extended for 2 years. The contract will expire on September 30, 2007.
M519 executed 12/09/2004 Fee earned for FY04.
M509 effective 10/01/2004 Appendix F, Standards of Performance dated October 1, 2004 for Fiscal Year 2005 are hereby incorporated into the contract.
M501 effective 07/15/2004 Thirteen clauses of the prime contract are amended: Eleven Section I clauses are updated as a result of changes to the FAR/DEAR and two Section H clauses are amended.
Two new Section I clauses are added to the prime.
M495 effective 05/24/2004 Appendices E, F, P, and R have been amended.
M488 effective 10/01/2003 Changes to Appendix F, Standards of Performance dated October 1, 2003 for Fiscal Year 2004 are hereby incorporated into the contract.
M484 effective 10/1/2002 Correction of typo at Clause H.026 paragraph (d)(8).
M482 executed 12/10/2003 Fee earned for FY03.
M470 effective 10/01/2003 Appendix P, Key Personnel dated 02/10/03 is deleted and replaced with updated Appendix P dated 10/01/03
M467 effective 10/01/2003 Appendix F, Standards of Performance dated October 1, 2003 for Fiscal Year 2004 are hereby incorporated into the contract.
M461 effective 5/28/2003 Add new paragraph (h) to clause H.014 PROGRAM PERFORMANCE FEE.
M458 effective 3/18/2003 Add Clause I.104 DEAR 952.211-71 Priorities and Allocations (Domestic Energy Supplies (JUN 1996) (Alternate I) to the prime contract. During the contract restructuring that amended the contracts on January 18, 2001 the clause was inadvertently deleted.
M452 effective 1/16/2003 Add H.033 Reserved and H.034 Performance Direction, update F.001 Stop-Work Order, I.049 Security, and I.087 Insurance- Litigation and Claims, delete I.051 in its entirety.
M456 effective 10/01/2002 Appendix F dated 10/01/02 is revised 3/4/03 and incorporated into the contract.
M454 executed 3/06/2003 Appendices A, P, & R are updated. Appendices L and O are removed and reserved.
M449 executed 12/04/2002 Earned Program Performance Fee for FY02.
M450 effective 10/01/2002 Clause H.007 Performance-Based is modified to reflect the recent restructuring of
Appendix F, Standards of Performance. Clause H.014 Program Performance Fee is
modified to reflect the currently agreed upon total fee, fee at risk and base fee
numbers for FY03-05, and to revise the tables to reflect a new Appendix F structure
for LLNL.
M447 effective 10/01/2001 Modify Appendix A Section III - Compensation to correct clause references in para. (f)(3) & (4), delete paras. (f)(7), (8), & (9), and change (f)(6), as a result of the deletion of the multiplier.
M446 effective 10/01/2002 Twelve (12) clauses of the prime contract are amended as a result of updates to the FAR/DEAR or correction of typographical errors.
M444 effective 10/01/2002 Appendix F, Standards of Performance dated 10/01/02 for Fiscal Year 2003 are
incorporated into the contract.
M442 effective 10/01/2002 Appendix A is modified to add new paragraph (f) Gap Insurance to Section V. - Retirement, Insurance, and Other Benefits.
Appendix B, Special Demand Deposit Account Agreement is deleted and replaced with new Appendix B effective October 1, 2002.
Appendix P, Key Personnel dated 11/12/01 is deleted and replaced with updated Appendix P dated 8/13/02.
M441 effective 08/06/02 New paragraph 2.3.8 Hazardous Waste Management Facilities is added to Appendix E with a link to the Authorization Agreement.
M438 effective 10/01/02 Clause H.026 Advance Understanding of Costs and Expenses amended as a result of the UC indirect cost proposal accepted by DOE.
M437 effective 07/17/02 New paragraph 2.3.7 Radioactive Waste Storage Area is added to Appendix E with a link to the Authorization Agreement.
M434 effective 05/20/02 Appendix O, Program Performance Initiatives is modified at 4.1.5 and 5.2.1.
M431 executed 4/15/2002 Appendix F dated 10/01/01 is revised to reflect midyear changes revised 4/01/2002 to the functional areas of ERWM, ES&H, Project & Construction Management, Financial Management, Human Resources, Procurement, and Property Management.
M425 effective 12/12/01 Modify Appendix A at Section IX - Leaves Without Pay (new para (f)), and Section XI - Military Leave.
M423 executed 12/05/2001 Earned Program Performance Fee for FY01.
M421 effective 10/31/01 Appendix O, Program Performance Initiatives is modified at 3.2.3.1 and 3.2.3.5.
M419 effective 11/12/01 Update Appendix P, Key Personnel
M418 effective 10/05/01 Appendix O, Program Performance Initiatives is modified at 3.2.1.
M415 effective 10/01/01
Corrected 12/04/01
added missing metric at ESH 1.2.j
Appendix F, Obejctive Standards of Performance, dated 10/01/01 for Fiscal Year 2002 are hereby incorporated into the contract.
M414 effective 09/07/01 Appendix O, Program Performance Initiatives is modified at 3.2.3.1 and 4.1.5.
M411 effective 08/01/01 Update Appendix P, Key Personnel.
M412 effective 07/01/01 The LLNL Diversity Plan, effective July 1, 2001 through June 30, 2002, is hereby incorporated as Appendix R to Prime Contract W-7405-ENG-48.
M409 effective 10/10/00

executed 8/24/01

Amend Appendix F in Lab Management, ERWM, ES&H, Financial Management, Property for FY01.
M407 effective 06/25/01 Appendix O, Program Performance Initiatives dated 5/31/01 is revised and replaced. The changes are at 4.1.2, 4.1.3, 5.5.2, 5.5.3, 5.5.4, 5.6, and new 5.6.1, 5.7 and 5.8.
M400 executed 06/07/2001 Earned Program Performance Fee for FYO0.
M406 effective 05/31/01 Appendix O, Program Performance Initiatives dated 5/09/01 is revised and replaced. The change is at 3.2.4.1.4 (date change from 6/1/01 to 6/30/01).
M404 effective 05/24/01 Update Appendix P, Key Personnel.
M402 effective 05/10/01 New paragraph 2.3.6 Building 332 Plutonium Facility is added to Appendix E with a link to the Authorization Agreement.
M403 effective 05/09/01 Appendix O, Program Performance Initiatives dated 4/12/01 is revised and replaced.
M399 effective 04/12/01   Appendix O, Program Performance Initiatives dated 1/18/01 is revised and replaced.
M397 effective 04/02/01   Appendix F is revised to reflect mid-year changes in the functional areas of Laboratory Management, ES&H, Facilities Management, Safequards & Security, Financial Management, Human Resources, Procurement, and Property.
M396 effective 04/02/01   Appendix A, Section XIV is modified to include a new (c) Employee Referral Bonus Program (ERBP).
M395 effective 02/28/2001   Appendix F dated 01/18/01 is hereby revised to modify Section B Science and Technology Self Assessment, and as a result the points in Section D.
M393 effective 02/01/2001     Update Appendix P, Key Personnel.
A390 effective 01/18/2001 This modification supercedes the prior terms and conditions; revises Appendices A, C, D, F, G, and L; and incorporates new Appendices O and P. Appendices B, E, and K remain unchanged.
M388 effective 10/01/2000 Add bullet to Lab Mgmt, General Assumptions 3.: ARGUS milestones in support of NMSSUP
M385 effective 11/15/2000 1. Clause 5.14 is reserved. Clause 5.15, entitled Improvement Initiatives for Security and Facility Operations (Special) is added.

2. Appendix L, entitled Improvement Initiatives for Security and Facility Operations is attached and is hereby incorporated to the contract.
M386 effective 11/13/2000 Modify Appendix A:

1. Section IV Ancillary Pay Components to add(d)(2) [LLNL only] Call-in Pay and add(e)(2)(i) [LLNL only] On-call pay.

2. Section VIII - Leaves With Pay, (c) (3)(vii) and (viii).
M382 effective 10/01/2000 Appendix F, Obejctive Standards of Performance, dated 10/01/00 for Fiscal Year 2001 are hereby incorporated into the contract.
M379 effective 07/20/2000 Revisions to various clauses
M373 effective 04/01/2000

Corrected 5/22/00 to add missing chart Frequency Rate Goal, at ES&H 1.2.e.

Appendix F dated 10/01/99 is hereby revised to reflect the mid year changes. Changes were made to the functional areas of Laboratory Management, Procurement, Financial Management, Property Management, Human Resources, Safeguards and Security, and ES&H. Appendix F revised as of 04/01/00 is attached in its entirety.
M374 effective 03/16/2000 Revisions to various clauses
M390 effective 02/28/2000 Earned Program Performance Fee for FY99.
M367 effective 12/01/99 Appendix A, Section XV is deleted in its entirety and replaced with a new Section XV.
M363 effective 10/22/99 Appendix C Treaties and International Agreements/Waived Inventions has been replaced in its entirety.
M358 effective 10/01/99 Appendix F, Obejctive Standards of Performance, dated 10/0199 for Fiscal Year 2000 are hereby incorporated into the contract.
M347 effective 04/19/99 Revisions to various clauses.
M357 effective 04/01/99 Appendix F is revised in the area of Financial Management. Adds Exhibit I. Corrects typo in Property.
M350 effective 04/01/99 Appendix F dated 10/01/98 is hereby revised to reflect mid year changes. Changes were made to the functional areas of Laboratory Management, ERWM, ES&H, Safeguards and Security, Financial Management, Human Resources, and Property.
M348 effective 03/25/99 Appendix K is deleted and replaced with the newly developed Appendix K.
M346 effective 03/01/99 Earned Program Performance Fee for FY98
M338 effective 09/15/98 Appendix F, Objectives Standards of Performance, dated 10/01/98 for Fiscal Year 1999 are hereby incorporated into the contract.
M335 effective 08/24/98 Revisions to various clauses.
M329 effective 08/24/98 Revision to Clause 8.1, DEAR 970.5204-22 Contractor Purchasing System (Oct 1995) (Modified), paragraph (l) - increase equal opportunity preaward clearance threshold from $1 million to $10 million as a result of the change to Executive Order 11256.
M331 effective 04/01/98 Appendix F dated 10/01/97 is hereby revised effective 04/01/98 to reflect the mid year changes. Changes were made to the functional areas of ERWM, ES&H, Safeguards and Security, Human Resources, and Property.
M324 effective 11/06/97 Revision to Appendix F, Section A, Science and Technology Self-Assessment is hereby incorporated into the contract. Replace pages F-1 and F-2 with pages F-1 and F-2 dated 11/06/97.
M320 effective 10/1/97 Supplemental Agreement to Contract No. W-7405-ENG-48 extending the Prime Contract for LLNL for the period 10/1/97 through 9/30/02.

Please direct questions and comments to:

Sandy Vinson
Associate Director, Contracts Management
Laboratory Administration Office
University of California
voice: (510) 987-9064
email: sandy.vinson@ucop.edu


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